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Broker-Dealers on SEC Form D for CASCADIA CAPITAL, LLC

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 7 out of 7 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
CASCADIA CAPITAL, LLC101020IMPEL NEUROPHARMA INC144549912/01/2016D$37,300,000$22,297,064
CASCADIA CAPITAL, LLC101020CLINICIENT, INC129967103/06/2014D$15,000,000$15,000,000
CASCADIA CAPITAL, LLC101020Verengo, Inc.150920009/12/2013D$17,500,000$12,499,985
CASCADIA CAPITAL, LLC101020PROMETHEUS ENERGY GROUP, INC.146603206/29/2010D/A$20,000,000$12,000,000
CASCADIA CAPITAL, LLC101020NatPets, LLC160875405/22/2014D$11,804,462$11,804,462
CASCADIA CAPITAL, LLC101020Valant Medical Solutions, Inc.150348707/24/2014D$11,214,991$11,214,991
CASCADIA CAPITAL, LLC101020Heracles Energy Corp146603206/29/2009D$20,000,000$10,000,000

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