Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| CASCADIA CAPITAL, LLC | 101020 | IMPEL NEUROPHARMA INC | 1445499 | 12/01/2016 | D | $37,300,000 | $22,297,064 |
| CASCADIA CAPITAL, LLC | 101020 | CLINICIENT, INC | 1299671 | 03/06/2014 | D | $15,000,000 | $15,000,000 |
| CASCADIA CAPITAL, LLC | 101020 | Verengo, Inc. | 1509200 | 09/12/2013 | D | $17,500,000 | $12,499,985 |
| CASCADIA CAPITAL, LLC | 101020 | PROMETHEUS ENERGY GROUP, INC. | 1466032 | 06/29/2010 | D/A | $20,000,000 | $12,000,000 |
| CASCADIA CAPITAL, LLC | 101020 | NatPets, LLC | 1608754 | 05/22/2014 | D | $11,804,462 | $11,804,462 |
| CASCADIA CAPITAL, LLC | 101020 | Valant Medical Solutions, Inc. | 1503487 | 07/24/2014 | D | $11,214,991 | $11,214,991 |
| CASCADIA CAPITAL, LLC | 101020 | Heracles Energy Corp | 1466032 | 06/29/2009 | D | $20,000,000 | $10,000,000 |
| CASCADIA CAPITAL, LLC | 101020 | Living Independently Group, Inc. | 1348938 | 09/19/2008 | D | $11,498,347 | $8,498,347 |
| CASCADIA CAPITAL, LLC | 101020 | Humm Kombucha LLC | 1606164 | 06/06/2017 | D | $10,000,000 | $8,088,117 |
| CASCADIA CAPITAL, LLC | 101020 | Poler, Inc. | 1635296 | 09/08/2015 | D | $4,537,801 | $4,537,801 |