Our Staff has compiled our research into a database of FINRA Company Disclosures. Search or filter the database to find more about a specific company.
Search by Name, CRD, Location, or number of disclosures:
| Name | CRD | Address | Total Disclosures | Brokers | FINRA Reports |
|---|---|---|---|---|---|
| Frost Brokerage Services, Inc. | 17465 | 111 W. Houston Street, San Antonio, TX 78205 | 9 | See Brokers | See FINRA Report |
| Capital Institutional Services, Inc. | 7551 | 1700 Pacific Ave. Suite 1100, Dallas, TX 75201 | 7 | See Brokers | See FINRA Report |
| Estrada Hinojosa & Company, Inc. | 19299 | Plaza of the Americas, South Tower 600 North Pearl Street, Suite 2100, Dallas, TX 75201 | 7 | See Brokers | See FINRA Report |
| Lightpath Capital, Inc | 34617 | 1560 E. Southlake Blvd., Suite 100, Southlake, TX 76092 | 7 | See Brokers | See FINRA Report |
| Hines Securities, Inc. | 128145 | 845 Texas Avenue Suite 3300, Houston, TX 77002 | 7 | See Brokers | See FINRA Report |
| Monticello Financial Group, LLC | 300926 | 301 N. Madison Avenue, Suite 220, Mt. Pleasant, TX 75455 | 7 | See Brokers | See FINRA Report |
| Mariner Investment Group | 35993 | 9601 Katy Freeway Suite 400, Houston, TX 77024 | 6 | See Brokers | See FINRA Report |
| Nextseed Securities, LLC | 291387 | 3131 Eastside Street Suite 100, Houston, TX 77098 | 6 | See Brokers | See FINRA Report |
| DFA Securities LLC | 10292 | Palisades West, Building One 6300 Bee Cave Road, Austin, TX 78746 | 5 | See Brokers | See FINRA Report |
| THE Champion Group, Inc. | 23418 | 4416 Lockhill Selma Rd, Shavano Park, TX 78249 | 5 | See Brokers | See FINRA Report |