Our Staff has compiled our research into a database of FINRA Company Disclosures. Search or filter the database to find more about a specific company.
Search by Name, CRD, Location, or number of disclosures:
| Name | CRD | Address | Total Disclosures | Brokers | FINRA Reports |
|---|---|---|---|---|---|
| Philpott Ball & Werner, LLC | 156364 | 11325 North Community House Road Suite 430, Charlotte, NC 28277 | 1 | See Brokers | See FINRA Report |
| Falcon Square Capital, LLC | 165225 | 3701 Lake Boone Trail Suite 100, Raleigh, NC 27607 | 1 | See Brokers | See FINRA Report |
| W Campion Capital LLC | 171277 | 4242 Six Forks Road Suite 820, Raleigh, NC 27609 | 1 | See Brokers | See FINRA Report |
| 8 Rivers Advisors, LLC | 286464 | 406 Blackwell Street, 4th Fl., Durham, NC 27701 | 1 | See Brokers | See FINRA Report |
| Fortress Private Ledger, LLC | 290298 | 3110 Edwards Mill Rd Suite 200, Raleigh, NC 27612 | 1 | See Brokers | See FINRA Report |
| Carofin, LLC | 298717 | 100 Elks Club Rd., Brevard, NC 28712 | 1 | See Brokers | See FINRA Report |
| GTN Americas Financial Services | 315499 | 4509 Creedmoor Road Suite 201, Raleigh, NC 27612 | 1 | See Brokers | See FINRA Report |
| Sovereign Legacy Securities, Inc. | 1783 | 100 Gray Fox Run, Pinehurst, NC 28374 | 0 | See Brokers | See FINRA Report |
| First Tryon Securities, LLC | 7336 | 1355 Greenwood Cliff Suite 401, Charlotte, NC 28204 | 0 | See Brokers | See FINRA Report |
| Mid-Atlantic Securities, Inc. | 18836 | 4001 Barrett Dr. Suite 100, Raleigh, NC 27609 | 0 | See Brokers | See FINRA Report |