Our Staff has compiled our research into a database of FINRA Company Disclosures. Search or filter the database to find more about a specific company.
Search by Name, CRD, Location, or number of disclosures:
| Name | CRD | Address | Total Disclosures | Brokers | FINRA Reports |
|---|---|---|---|---|---|
| Zermatt Securities LLC | 47502 | 2115 Rexford Road Suite 311, Charlotte, NC 28222 | 1 | See Brokers | See FINRA Report |
| Optsecurities, LLC | 47529 | 200 S. College St., 16th Floor, Charlotte, NC 28202 | 1 | See Brokers | See FINRA Report |
| Deloitte Corporate Finance LLC | 111747 | 650 S. Tryon Street Suite 1800, Charlotte, NC 28202-4200 | 1 | See Brokers | See FINRA Report |
| Sable Capital LLC | 113818 | 101 South Tryon Street, Suite 2555, Charlotte, NC 28280 | 1 | See Brokers | See FINRA Report |
| Dragonfly Capital Partners, LLC | 125199 | 1310 S. Tryon St. Suite 109, Charlotte, NC 28203 | 1 | See Brokers | See FINRA Report |
| FMI Capital Advisors, Inc. | 129262 | 223 South West St. Suite 1200, Raleigh, NC 27603 | 1 | See Brokers | See FINRA Report |
| Fidus Securities, LLC | 132882 | 227 West Trade Street Suite 1910, Charlotte, NC 28202 | 1 | See Brokers | See FINRA Report |
| Hatteras Capital Distributors, LLC | 143365 | 8510 Colonnade Center Drive Suite 150, Raleigh, NC 27615 | 1 | See Brokers | See FINRA Report |
| 7M Securities, LLC | 153895 | 508 W 5th Street Suite 225, Charlotte, NC 28202 | 1 | See Brokers | See FINRA Report |
| Blackarch Securities LLC | 154250 | 227 W. Trade Street Suite 2200, Charlotte, NC 28202 | 1 | See Brokers | See FINRA Report |