Our Staff has compiled our research into a database of FINRA Company Disclosures. Search or filter the database to find more about a specific company.
Search by Name, CRD, Location, or number of disclosures:
| Name | CRD | Address | Total Disclosures | Brokers | FINRA Reports |
|---|---|---|---|---|---|
| Allen C. Ewing & Co. | 26102 | 112 South Tryon Street 1220, Charlotte, NC 28284 | 5 | See Brokers | See FINRA Report |
| Linden Thomas and Company Securities, LLC | 290244 | 516 N Tryon Street, Charlotte, NC 28202 | 5 | See Brokers | See FINRA Report |
| Tobin & Company Securities LLC | 137918 | 215 North Pine Street Suite 501, Charlotte, NC 28202 | 4 | See Brokers | See FINRA Report |
| RCH Securities | 146337 | 1916 Ayrsley Town Blvd Suite 300, Charlotte, NC 28273 | 3 | See Brokers | See FINRA Report |
| Carolinas Investment Consulting LLC | 104379 | 5605 Carnegie Boulevard - Suite 400, Charlotte, NC 28209 | 2 | See Brokers | See FINRA Report |
| Tradier Brokerage, Inc. | 104982 | 11016 Rushmore Dr. Suite 350, Charlotte, NC 28277 | 2 | See Brokers | See FINRA Report |
| Morgan Creek Capital Distributors, LLC | 154377 | 301 West Barbee Chapel Road Suite 200, Chapel Hill, NC 27517 | 2 | See Brokers | See FINRA Report |
| Regions Securities LLC | 159475 | 615 South College Street, Charlotte, NC 28202 | 2 | See Brokers | See FINRA Report |
| Barings Securities LLC | 36929 | 300 S. Tryon Street Suite 2500, Charlotte, NC 28202 | 1 | See Brokers | See FINRA Report |
| Carolina Financial Securities, LLC | 41970 | 100 Elks Club Rd., Brevard, NC 28712 | 1 | See Brokers | See FINRA Report |