Our Staff has compiled our research into a database of FINRA Company Disclosures. Search or filter the database to find more about a specific company.
Search by Name, CRD, Location, or number of disclosures:
| Name | CRD | Address | Total Disclosures | Brokers | FINRA Reports |
|---|---|---|---|---|---|
| Alight Financial Solutions, LLC | 36509 | 4828 Parkway Plaza, Charlotte, NC 28217 | 14 | See Brokers | See FINRA Report |
| Ally Invest Securities LLC | 136131 | 601 S. Tryon St. Suite 100, Charlotte, NC 28202 | 14 | See Brokers | See FINRA Report |
| Elevation, LLC | 140341 | 6836 Carnegie Boulevard Suite 240, Charlotte, NC 28211 | 14 | See Brokers | See FINRA Report |
| Modern Capital Securities Inc. | 130876 | 7000 Six Forks rd Suite 102, Raleigh, NC 27615 | 13 | See Brokers | See FINRA Report |
| Sterling Capital Distributors, LLC | 103934 | 4350 Congress Street Suite 1000, Charlotte, NC 28209 | 7 | See Brokers | See FINRA Report |
| D-Merc Services | 292310 | 10 Spring Lake Drive, Mills River, NC 28759 | 7 | See Brokers | See FINRA Report |
| Capital Investment Brokerage, Inc. | 40657 | 100 E. Six Forks Road STE 200, Raleigh, NC 27609 | 6 | See Brokers | See FINRA Report |
| Verity Investments, Inc. | 41527 | 280 S. Mangum Street Suite 550, Durham, NC 27701 | 6 | See Brokers | See FINRA Report |
| RCX Capital Group, LLC | 114290 | 271 Sleepy Valley Drive, Boone, NC 28607 | 6 | See Brokers | See FINRA Report |
| Secu Brokerage Services | 19899 | 801 Hillsborough Street 3rd Floor, Raleigh, NC 27603 | 5 | See Brokers | See FINRA Report |