Our Staff has compiled our research into a database of FINRA Company Disclosures. Search or filter the database to find more about a specific company.
Search by Name, CRD, Location, or number of disclosures:
| Name | CRD | Address | Total Disclosures | Brokers | FINRA Reports |
|---|---|---|---|---|---|
| People'S Securities, Inc. | 13704 | 850 Main Street, Bridgeport, CT 06601-0031 | 0 | See Brokers | See FINRA Report |
| Sami Brokerage LLC | 18217 | 2 High Ridge Park 2nd Floor, Stamford, CT 6905 | 0 | See Brokers | See FINRA Report |
| Carter Capital Corporation | 23521 | 99 Harbor Road The Tide Mill Building, Southport, CT 6890 | 0 | See Brokers | See FINRA Report |
| Dowling & Partners Securities LLC | 24746 | 190 Farmington Avenue, Farmington, CT 6032 | 0 | See Brokers | See FINRA Report |
| Stock Securities LLC | 32244 | 201 Tresser Boulevard Suite 345, Stamford, CT 06901-3435 | 0 | See Brokers | See FINRA Report |
| Talcott Resolution Distribution Company, Inc. | 37819 | 1 Griffin Road North, Windsor, CT 6095 | 0 | See Brokers | See FINRA Report |
| Westport Financial Services, L.L.C. | 38449 | 3001 Summer Street 3rd Floor, Stamford, CT 06905-4321 | 0 | See Brokers | See FINRA Report |
| C&C Trading L.L.C. | 39302 | 35 Mason Street 4th Floor, Greenwich, CT 6830 | 0 | See Brokers | See FINRA Report |
| Pentalpha Capital, LLC | 40393 | 2 Greenwich Office Park, Greenwich, CT 6831 | 0 | See Brokers | See FINRA Report |
| Commonfund Securities, Inc. | 43541 | 15 Old Danbury Road, Wilton, CT 6897 | 0 | See Brokers | See FINRA Report |