Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wintrust Investments LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jude Uche Nwaiwu | 2996752 | 1 | 07/15/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Steven Paul Swensen | 2951587 | 1 | 02/04/2004 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |