Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wintrust Investments LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stephen James Sperling | 3061073 | 8 | 07/08/2021 | Customer Dispute | Closed-No Action | $103,438.00 | $0.00 | See FINRA Report |
| Stephen James Sperling | 3061073 | 8 | 03/08/2018 | Customer Dispute | Closed-No Action | $27,000.00 | $0.00 | See FINRA Report |
| Chad Michael Vandenbusch | 2580669 | 2 | 04/28/2017 | Customer Dispute | Closed-No Action | $48,177.00 | $0.00 | See FINRA Report |
| Thomas James Mahoney | 2599610 | 1 | 10/13/2011 | Customer Dispute | Closed-No Action | $25,000.00 | $0.00 | See FINRA Report |