Our Staff has compiled our research into a database of FINRA Broker Disclosures for Global Atlantic Distributors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Kevin Christopher Lockwood | 6488689 | 3 | 02/16/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Promit Kumar Chatterjee | 7653280 | 1 | 10/29/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Jennifer Lee Geertz | 6522109 | 1 | 05/21/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Kevin Christopher Lockwood | 6488689 | 3 | 11/01/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Ali Seyed Seifi | 5980768 | 1 | 08/04/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
George Arthur Mahassel | 2824816 | 1 | 02/03/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |