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FINRA Broker Disclosures for Global Atlantic Distributors, LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Global Atlantic Distributors, LLC. Search or filter the database to find more about a specific broker.

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Displaying 6 out of 6 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Kevin Christopher Lockwood6488689302/16/2010CriminalFinal Disposition$0.00$0.00See FINRA Report
Promit Kumar Chatterjee7653280110/29/2005CriminalFinal Disposition$0.00$0.00See FINRA Report
Jennifer Lee Geertz6522109105/21/2002CriminalFinal Disposition$0.00$0.00See FINRA Report
Kevin Christopher Lockwood6488689311/01/2001CriminalFinal Disposition$0.00$0.00See FINRA Report
Ali Seyed Seifi5980768108/04/2001CriminalFinal Disposition$0.00$0.00See FINRA Report
George Arthur Mahassel2824816102/03/1993CriminalFinal Disposition$0.00$0.00See FINRA Report

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