Our Staff has compiled our research into a database of FINRA Broker Disclosures for Global Atlantic Distributors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Matthew William Logan | 4836343 | 1 | 07/31/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Rebecca Gacek | 5915690 | 1 | 08/29/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ronald Scott Alley | 2984961 | 2 | 08/20/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Philip Joseph Newell | 5329942 | 1 | 06/19/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Philip Kenneth Mahler | 3270318 | 1 | 04/21/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Victor W Chan | 4461859 | 1 | 10/21/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kevin Christopher Lockwood | 6488689 | 3 | 02/16/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Gerard Tomaino | 2132109 | 1 | 06/06/2008 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Walter Scott Sullivan | 2975513 | 1 | 10/05/2007 | Customer Dispute | Denied | $59,600.70 | $0.00 | See FINRA Report |
| Peter John Deblasi | 2192598 | 4 | 03/03/2005 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |