Our Staff has compiled our research into a database of FINRA Broker Disclosures for Global Atlantic Distributors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Matthew Paul Stone | 4353388 | 1 | 06/25/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Matthew William Logan | 4836343 | 1 | 07/31/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Rebecca Gacek Love | 5915690 | 1 | 08/29/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ronald Scott Alley | 2984961 | 2 | 08/20/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Philip Kenneth Mahler | 3270318 | 1 | 04/21/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Victor W Chan | 4461859 | 1 | 10/21/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Alfred Skeffington Bisset | 4358755 | 1 | 03/09/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kevin Christopher Lockwood | 6488689 | 3 | 02/16/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Gerard Tomaino | 2132109 | 1 | 06/06/2008 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Promit Kumar Chatterjee | 7653280 | 1 | 10/29/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |