Our Staff has compiled our research into a database of FINRA Broker Disclosures for LBMZ Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Paul Dominic Mangiardi | 5184745 | 1 | 04/07/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Siyuan Lu | 6720778 | 1 | 05/22/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
David Alan Koty | 2742418 | 2 | 05/25/1999 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |