Our Staff has compiled our research into a database of FINRA Broker Disclosures for LBMZ Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Timothy Thomas Crawford | 2348712 | 2 | 03/29/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Corey James Cordray | 6004599 | 1 | 02/16/2020 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Timothy Thomas Crawford | 2348712 | 2 | 06/05/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Siyuan Lu | 6720778 | 1 | 05/22/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Roman Kobrin | 5925579 | 1 | 02/21/2018 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Jay Kevin Falini | 2505077 | 1 | 03/24/2004 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Mark Jay Rafaloff | 1435844 | 2 | 02/25/2004 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Scott D Sprandel | 2291857 | 2 | 08/02/2002 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Scott D Sprandel | 2291857 | 2 | 03/26/2001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| David Alan Koty | 2742418 | 2 | 05/25/1999 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |