Our Staff has compiled our research into a database of FINRA Broker Disclosures for VAN Clemens & Co. Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey Robert Mahoney | 5333809 | 1 | 02/11/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kevin Ingram Hart | 1806036 | 2 | 10/09/1981 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Dennis Owen Felix | 1317734 | 1 | 12/01/1967 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |