Our Staff has compiled our research into a database of FINRA Broker Disclosures for VAN Clemens & Co. Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Peter Douglas Monson | 2203309 | 1 | 02/04/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Eugene Long | 1522998 | 3 | 02/21/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert Eugene Long | 1522998 | 3 | 11/23/2009 | Customer Dispute | Award / Judgment | $100,000.00 | $100,000.00 | See FINRA Report |
| Robert Eugene Long | 1522998 | 3 | 11/18/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Daniel Todd Zacharias | 1786253 | 2 | 07/12/2006 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Daniel Todd Zacharias | 1786253 | 2 | 04/17/2006 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Timothy James Clarkson | 724298 | 1 | 02/16/2005 | Customer Dispute | Closed-No Action | $32,085.00 | $0.00 | See FINRA Report |
| Jeffrey Robert Mahoney | 5333809 | 1 | 02/11/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kevin Ingram Hart | 1806036 | 2 | 05/15/1999 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Charles Duane Collins | 1251004 | 1 | 08/11/1989 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |