Our Staff has compiled our research into a database of FINRA Broker Disclosures for VAN Clemens & Co. Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Peter Douglas Monson | 2203309 | 1 | 02/04/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Benjamin Joseph Carroll | 6942384 | 1 | 07/29/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gregory Paul Grunsted | 1470579 | 4 | 09/01/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gregory Paul Grunsted | 1470579 | 4 | 11/02/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gregory Paul Grunsted | 1470579 | 4 | 07/25/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gregory Paul Grunsted | 1470579 | 4 | 05/17/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Daniel Todd Zacharias | 1786253 | 2 | 07/12/2006 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Daniel Todd Zacharias | 1786253 | 2 | 04/17/2006 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Timothy James Clarkson | 724298 | 1 | 02/16/2005 | Customer Dispute | Closed-No Action | $32,085.00 | $0.00 | See FINRA Report |
| Kevin Ingram Hart | 1806036 | 2 | 05/15/1999 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |