Our Staff has compiled our research into a database of FINRA Broker Disclosures for Feltl & Company. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ethan de Naray | 4571532 | 3 | 08/03/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Harrison Purtle | 2169206 | 3 | 10/10/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Harrison Purtle | 2169206 | 3 | 07/11/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| William Lee Toft | 1226753 | 8 | 12/15/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| William Lee Toft | 1226753 | 8 | 02/23/1988 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Scott Robert Eugene Johnson | 1227584 | 1 | 06/01/1983 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |