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FINRA Broker Disclosures for Feltl & Company

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Feltl & Company. Search or filter the database to find more about a specific broker.

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Displaying 4 out of 4 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Ethan de Naray4571532305/19/2017Employment Separation After Allegations$0.00$0.00See FINRA Report
William Lee Toft1226753809/18/2003Employment Separation After Allegations$0.00$0.00See FINRA Report
Todd Robert Zipfel2311928212/04/1998Employment Separation After Allegations$0.00$0.00See FINRA Report
William Lee Toft1226753801/28/1988Employment Separation After Allegations$0.00$0.00See FINRA Report

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