Our Staff has compiled our research into a database of FINRA Broker Disclosures for Feltl & Company. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ethan de Naray | 4571532 | 3 | 05/19/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| William Lee Toft | 1226753 | 8 | 09/18/2003 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Todd Robert Zipfel | 2311928 | 2 | 12/04/1998 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| William Lee Toft | 1226753 | 8 | 01/28/1988 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |