Our Staff has compiled our research into a database of FINRA Broker Disclosures for Securities Research, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Douglas Albert | 2044846 | 1 | 03/21/2002 | Customer Dispute | Award / Judgment | $257,363.00 | $22,500.00 | See FINRA Report |
| Nathaniel Lemaster Armistead | 1746602 | 1 | 03/21/2002 | Customer Dispute | Award / Judgment | $257,363.00 | $22,500.00 | See FINRA Report |
| Thomas Allan Wiseman | 1341994 | 1 | 11/15/1991 | Customer Dispute | Award / Judgment | $0.00 | $2,000.00 | See FINRA Report |