Our Staff has compiled our research into a database of FINRA Broker Disclosures for Securities Research, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jon David Weir | 1401967 | 2 | 06/30/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jon David Weir | 1401967 | 2 | 09/23/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Douglas Albert | 2044846 | 1 | 03/21/2002 | Customer Dispute | Award / Judgment | $257,363.00 | $22,500.00 | See FINRA Report |
| Nathaniel Lemaster Armistead | 1746602 | 1 | 03/21/2002 | Customer Dispute | Award / Judgment | $257,363.00 | $22,500.00 | See FINRA Report |
| Thomas Allan Wiseman | 1341994 | 1 | 11/15/1991 | Customer Dispute | Award / Judgment | $0.00 | $2,000.00 | See FINRA Report |