Our Staff has compiled our research into a database of FINRA Broker Disclosures for CIBC World Markets Corp.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William F Ray | 5430800 | 1 | 12/12/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| George E Nikitiadis | 3269717 | 2 | 10/11/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| George E Nikitiadis | 3269717 | 2 | 06/08/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David Daniel Lazarus | 6069437 | 1 | 05/09/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Marvin Scott Griffith | 1670889 | 1 | 01/14/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |