Our Staff has compiled our research into a database of FINRA Broker Disclosures for CIBC World Markets Corp.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William F Ray | 5430800 | 1 | 12/12/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| George E Nikitiadis | 3269717 | 2 | 10/11/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| George E Nikitiadis | 3269717 | 2 | 06/08/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David Daniel Lazarus | 6069437 | 1 | 05/09/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Heather Polly Johnson | 2303792 | 2 | 07/08/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Richard French Judd | 1891117 | 7 | 12/12/2018 | Customer Dispute | Award / Judgment | $27,400.00 | $1,209.60 | See FINRA Report |
| Andy T Leigertwood | 1895020 | 1 | 06/22/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Bradley Fincher | 4168267 | 1 | 09/22/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Cyril Richards | 7319259 | 1 | 06/05/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Heather Polly Johnson | 2303792 | 2 | 05/18/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |