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FINRA Broker Disclosures for C. L. King & Associates, Inc.

Our Staff has compiled our research into a database of FINRA Broker Disclosures for C. L. King & Associates, Inc.. Search or filter the database to find more about a specific broker.

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Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Gregg Alan Miller4163500104/18/2016RegulatoryFinal$0.00$0.00See FINRA Report
Candace King Weir269796206/16/2014RegulatoryFinal$0.00$0.00See FINRA Report
Candace King Weir269796201/23/1978RegulatoryFinal$0.00$0.00See FINRA Report

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