Our Staff has compiled our research into a database of FINRA Broker Disclosures for C. L. King & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gregg Alan Miller | 4163500 | 1 | 04/18/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Candace King Weir | 269796 | 2 | 06/16/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Candace King Weir | 269796 | 2 | 01/23/1978 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |