Our Staff has compiled our research into a database of FINRA Broker Disclosures for Empire State Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Arnold Lloyd Miot | 2834469 | 1 | 05/08/2001 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jacob Feder | 2616760 | 4 | 12/01/2000 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |