Our Staff has compiled our research into a database of FINRA Broker Disclosures for Empire State Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bryan Seth Glass | 2834514 | 3 | 02/02/2009 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Bryan Seth Glass | 2834514 | 3 | 02/02/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Bryan Seth Glass | 2834514 | 3 | 09/30/2008 | Customer Dispute | Denied | $475,000.00 | $0.00 | See FINRA Report |