Our Staff has compiled our research into a database of FINRA Broker Disclosures for TD Ameritrade Clearing, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Antoinette Breschel Baxter | 6119399 | 1 | 04/05/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Tamara Irene Freer | 6848245 | 1 | 12/01/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |