Our Staff has compiled our research into a database of FINRA Broker Disclosures for TD Ameritrade Clearing, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Antoinette Breschel Baxter | 6119399 | 1 | 04/05/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Karina J Betka | 3061403 | 3 | 02/07/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Karina J Betka | 3061403 | 3 | 10/22/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Karina J Betka | 3061403 | 3 | 10/22/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Cindy Kay Slowik | 3028715 | 10 | 03/25/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nikhad Teyyubzade | 6938900 | 5 | 01/01/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Shannon Bree Green | 6901378 | 1 | 12/10/2019 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Nikhad Teyyubzade | 6938900 | 5 | 12/01/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nikhad Teyyubzade | 6938900 | 5 | 11/01/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nikhad Teyyubzade | 6938900 | 5 | 10/01/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |