Our Staff has compiled our research into a database of FINRA Broker Disclosures for Muriel Siebert & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Peter Edward Cunningham | 2400211 | 9 | 07/11/2000 | Customer Dispute | Award / Judgment | $111,037.00 | $40,000.00 | See FINRA Report |
Rod Scott Gonzales | 1750710 | 4 | 04/20/1992 | Customer Dispute | Award / Judgment | $2,858,960.00 | $416,000.00 | See FINRA Report |
David Alan Bender | 1083236 | 13 | 11/12/1991 | Customer Dispute | Award / Judgment | $52,790.00 | $9,425.00 | See FINRA Report |