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FINRA Broker Disclosures for Muriel Siebert & Co., Inc.

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Muriel Siebert & Co., Inc.. Search or filter the database to find more about a specific broker.

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Displaying 10 out of 58 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Bruce Arthur Galbraith1412992301/18/2024Customer DisputePending$500,000.00$0.00See FINRA Report
Peter Edward Cunningham2400211907/09/2021RegulatoryFinal$0.00$0.00See FINRA Report
Bruce Arthur Galbraith1412992301/29/2021Customer DisputeSettled$30,000.00$0.00See FINRA Report
Ronald Jay Scios1287445510/21/2020Judgment / Lien$0.00$0.00See FINRA Report
Mario Guiseppe Didomenico1827168408/14/2020Customer DisputeSettled$14,999.00$0.00See FINRA Report
Ronald Jay Scios1287445508/14/2019Judgment / Lien$0.00$0.00See FINRA Report
Jess Joel Miller4497780108/01/2019Judgment / Lien$0.00$0.00See FINRA Report
Zachary Urban Banks7685947102/26/2019CriminalFinal Disposition$0.00$0.00See FINRA Report
Peter Edward Cunningham2400211908/14/2018RegulatoryFinal$0.00$0.00See FINRA Report
Gary Jason Gonzalez4255202302/28/2018Judgment / Lien$0.00$0.00See FINRA Report

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