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FINRA Broker Disclosures for Federated Securities, Inc.

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Federated Securities, Inc.. Search or filter the database to find more about a specific broker.

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Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Marc Spencer Steinman1413674102/11/2004Customer DisputeSettled$100,000.00$0.00See FINRA Report
Judith Carole King1023755101/01/1983Customer DisputeSettled$0.00$0.00See FINRA Report

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