Our Staff has compiled our research into a database of FINRA Broker Disclosures for Federated Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Marc Spencer Steinman | 1413674 | 1 | 02/11/2004 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Joseph Fernando Ordonez | 2667732 | 1 | 08/05/1998 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Carl Joseph Lanzisera | 302342 | 1 | 01/21/1987 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Judith Carole King | 1023755 | 1 | 01/01/1983 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |