Our Staff has compiled our research into a database of FINRA Broker Disclosures for Nuveen Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher Daniels | 4963520 | 1 | 10/16/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Ian Patrick Eule | 4599542 | 1 | 05/15/2003 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |