Our Staff has compiled our research into a database of FINRA Broker Disclosures for Nuveen Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Brian Welch | 2485323 | 2 | 06/12/1998 | Customer Dispute | Closed-No Action | $149,531.00 | $0.00 | See FINRA Report |
| Michael Brian Welch | 2485323 | 2 | 06/12/1998 | Customer Dispute | Closed-No Action | $149,531.00 | $0.00 | See FINRA Report |