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FINRA Broker Disclosures for Aurora Securities

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Aurora Securities. Search or filter the database to find more about a specific broker.

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Displaying 7 out of 7 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Clark D Harris2730928406/10/2022Customer DisputeSettled$143,366.00$0.00See FINRA Report
Robert Lorente1425180104/09/2021Customer DisputeSettled$35,000.00$0.00See FINRA Report
Bradley Allen Davis4763844102/06/2015Customer DisputeAward / Judgment$242,000.00$0.00See FINRA Report
Clark D Harris2730928401/26/2012Customer DisputeSettled$0.00$0.00See FINRA Report
Robert George Langhorst1832998311/12/2003Customer DisputeDenied$100,000.00$0.00See FINRA Report
Robert George Langhorst1832998306/19/2002Customer DisputeDenied$25,000.00$0.00See FINRA Report
Robert George Langhorst1832998304/06/2002Customer DisputeDenied$39,000.00$0.00See FINRA Report

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