Our Staff has compiled our research into a database of FINRA Broker Disclosures for Aurora Securities. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Clark D Harris | 2730928 | 4 | 06/10/2022 | Customer Dispute | Settled | $143,366.00 | $0.00 | See FINRA Report |
| Clark D Harris | 2730928 | 4 | 04/16/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert Lorente | 1425180 | 1 | 04/09/2021 | Customer Dispute | Settled | $35,000.00 | $0.00 | See FINRA Report |
| Clark D Harris | 2730928 | 4 | 03/24/2021 | Investigation | $0.00 | $0.00 | See FINRA Report | |
| Lori Beth Kamen | 2805591 | 2 | 01/17/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lori Beth Kamen | 2805591 | 2 | 01/17/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Austin A Bowlin | 5674142 | 1 | 05/02/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Bradley Allen Davis | 4763844 | 1 | 02/06/2015 | Customer Dispute | Award / Judgment | $242,000.00 | $0.00 | See FINRA Report |
| Clark D Harris | 2730928 | 4 | 01/26/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robert George Langhorst | 1832998 | 3 | 11/12/2003 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |