Our Staff has compiled our research into a database of FINRA Broker Disclosures for Hartford Funds Distributors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Fallon Cecelia Ohara | 7492384 | 1 | 03/05/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Andrew Wilson Tornetta | 5011203 | 3 | 09/01/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Andrew Wilson Tornetta | 5011203 | 3 | 08/03/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Allen Morley | 3204686 | 1 | 04/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |