Our Staff has compiled our research into a database of FINRA Broker Disclosures for Hartford Funds Distributors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Allen Morley | 3204686 | 1 | 04/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Dangelo | 4133800 | 1 | 10/15/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew Warren Newdigger | 4132617 | 1 | 06/05/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William Philip McManus | 4729621 | 1 | 05/31/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Benjamin Gribben | 5786320 | 2 | 05/24/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Benjamin Gribben | 5786320 | 2 | 05/24/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jason Leroy Bierman | 3058106 | 1 | 03/14/2013 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Thomas Michael Dewbray | 3129956 | 3 | 11/10/2010 | Customer Dispute | Award / Judgment | $145,000.00 | $1.00 | See FINRA Report |
| Kevin E Weaver | 5132675 | 1 | 02/01/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jamell Naketa Johnson | 5250399 | 1 | 08/18/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |