Our Staff has compiled our research into a database of FINRA Broker Disclosures for Stonex Financial Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Kenny | 2158697 | 2 | 06/24/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Carman Okon | 6754916 | 1 | 09/07/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lorena Souza Brasil | 7212945 | 4 | 07/21/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lorena Souza Brasil | 7212945 | 4 | 07/15/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lorena Souza Brasil | 7212945 | 4 | 04/16/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lorena Souza Brasil | 7212945 | 4 | 12/30/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christina Marie Rylander | 2536052 | 1 | 10/22/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Micah Eveard Fallaw | 5319543 | 1 | 04/08/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Stephen Thomas Gola | 2704236 | 2 | 03/30/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Richard John Morano | 1384468 | 2 | 04/28/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |