Our Staff has compiled our research into a database of FINRA Broker Disclosures for Stonex Financial Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Charles Edward Moser | 2262921 | 1 | 11/01/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Christopher Donte Moore | 7053948 | 1 | 08/01/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| James Kenny | 2158697 | 2 | 04/27/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Dawn C Brand | 5142092 | 1 | 11/07/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Roshanda B Austin | 4811342 | 2 | 06/17/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Amber Muriel Sapp | 7715272 | 1 | 10/01/2021 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| James Kenny | 2158697 | 2 | 06/24/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Thomas Rodenbush | 7048826 | 2 | 11/19/2020 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| James Thomas Rodenbush | 7048826 | 2 | 10/19/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Carman Okon | 6754916 | 1 | 09/07/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |