Our Staff has compiled our research into a database of FINRA Broker Disclosures for Variable Investment Advisors, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Marc Bryant Alkes | 1947125 | 1 | 01/31/2023 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
Michael Tracey Cosgrove | 5824940 | 1 | 05/02/2013 | Customer Dispute | Settled | $8,069.00 | $0.00 | See FINRA Report |
John Dean Wellman | 2474850 | 2 | 10/15/2009 | Customer Dispute | Closed-No Action | $6,302.80 | $0.00 | See FINRA Report |
Brent Logan Rohl | 4874816 | 1 | 10/16/2008 | Customer Dispute | Settled | $5,230.19 | $0.00 | See FINRA Report |
William Patrick Storey | 1790541 | 1 | 04/25/2007 | Customer Dispute | Pending | $8,315.00 | $0.00 | See FINRA Report |
William Bruce van Deusen | 452835 | 8 | 01/04/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Raphael Anthony Musto | 2738343 | 2 | 02/02/2005 | Customer Dispute | Closed-No Action | $24,000.00 | $0.00 | See FINRA Report |
Jordan David Volk | 1535761 | 1 | 10/30/2002 | Customer Dispute | Settled | $1,700,000.00 | $0.00 | See FINRA Report |
David Lee Weiss | 1402386 | 1 | 10/01/1998 | Customer Dispute | Settled | $37,700.00 | $0.00 | See FINRA Report |