Our Staff has compiled our research into a database of FINRA Broker Disclosures for Variable Investment Advisors, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Marc Bryant Alkes | 1947125 | 1 | 01/31/2023 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
Gerald Samuel Verdi | 1682003 | 1 | 10/12/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Michelle Elaine Becher | 6200355 | 1 | 01/31/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Michael Tracey Cosgrove | 5824940 | 1 | 05/02/2013 | Customer Dispute | Settled | $8,069.00 | $0.00 | See FINRA Report |
William Bruce van Deusen | 452835 | 8 | 12/03/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
John Dean Wellman | 2474850 | 2 | 10/15/2009 | Customer Dispute | Closed-No Action | $6,302.80 | $0.00 | See FINRA Report |
William Bruce van Deusen | 452835 | 8 | 11/06/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Brent Logan Rohl | 4874816 | 1 | 10/16/2008 | Customer Dispute | Settled | $5,230.19 | $0.00 | See FINRA Report |
William Patrick Storey | 1790541 | 1 | 04/25/2007 | Customer Dispute | Pending | $8,315.00 | $0.00 | See FINRA Report |
William Bruce van Deusen | 452835 | 8 | 01/04/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |