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FINRA Broker Disclosures for Variable Investment Advisors, Inc.

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Variable Investment Advisors, Inc.. Search or filter the database to find more about a specific broker.

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Displaying 10 out of 27 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Marc Bryant Alkes1947125101/31/2023Customer DisputePending$0.00$0.00See FINRA Report
Gerald Samuel Verdi1682003110/12/2020Employment Separation After Allegations$0.00$0.00See FINRA Report
Michelle Elaine Becher6200355101/31/2017FinancialFinal$0.00$0.00See FINRA Report
Michael Tracey Cosgrove5824940105/02/2013Customer DisputeSettled$8,069.00$0.00See FINRA Report
William Bruce van Deusen452835812/03/2009Judgment / Lien$0.00$0.00See FINRA Report
John Dean Wellman2474850210/15/2009Customer DisputeClosed-No Action$6,302.80$0.00See FINRA Report
William Bruce van Deusen452835811/06/2008Judgment / Lien$0.00$0.00See FINRA Report
Brent Logan Rohl4874816110/16/2008Customer DisputeSettled$5,230.19$0.00See FINRA Report
William Patrick Storey1790541104/25/2007Customer DisputePending$8,315.00$0.00See FINRA Report
William Bruce van Deusen452835801/04/2006Customer DisputeDenied$0.00$0.00See FINRA Report

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