Our Staff has compiled our research into a database of FINRA Broker Disclosures for Family Management Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Seymour William Zises | 816096 | 10 | 02/13/2012 | Customer Dispute | Closed-No Action | $300,000.00 | $0.00 | See FINRA Report |