Our Staff has compiled our research into a database of FINRA Broker Disclosures for Family Management Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Seymour William Zises | 816096 | 10 | 02/13/2012 | Customer Dispute | Closed-No Action | $300,000.00 | $0.00 | See FINRA Report |
| Seymour William Zises | 816096 | 10 | 08/30/2011 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Andrea Leslie Tessler | 1407430 | 9 | 08/30/2011 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Seymour William Zises | 816096 | 10 | 06/28/2011 | Customer Dispute | Settled | $325,000.00 | $0.00 | See FINRA Report |
| Seymour William Zises | 816096 | 10 | 06/28/2011 | Customer Dispute | Settled | $384,000.00 | $0.00 | See FINRA Report |
| Andrea Leslie Tessler | 1407430 | 9 | 06/28/2011 | Customer Dispute | Settled | $325,000.00 | $0.00 | See FINRA Report |
| Andrea Leslie Tessler | 1407430 | 9 | 06/28/2011 | Customer Dispute | Settled | $384,000.00 | $0.00 | See FINRA Report |
| Seymour William Zises | 816096 | 10 | 05/09/2011 | Customer Dispute | Settled | $900,000.00 | $0.00 | See FINRA Report |
| Andrea Leslie Tessler | 1407430 | 9 | 05/09/2011 | Customer Dispute | Settled | $900,000.00 | $0.00 | See FINRA Report |
| Seymour William Zises | 816096 | 10 | 01/24/2011 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |