Our Staff has compiled our research into a database of FINRA Broker Disclosures for BMO Nesbitt Burns Securities Ltd.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Isabelle Andree Reid | 3013868 | 1 | 01/31/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Jonathan Senecal | 5848470 | 1 | 01/31/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Steven John Zakrzewski | 2210953 | 2 | 08/17/2009 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Steven John Zakrzewski | 2210953 | 2 | 06/13/2008 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Christian Roux | 3139537 | 1 | 12/22/2000 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Stephen Yenchuk Miao | 4818486 | 1 | 04/29/1988 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |