Our Staff has compiled our research into a database of FINRA Broker Disclosures for BMO Nesbitt Burns Securities Ltd.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Isabelle Andree Reid | 3013868 | 1 | 01/31/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jonathan Senecal | 5848470 | 1 | 01/31/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Joey Chung Yee Pang | 7459987 | 1 | 04/21/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Steven Henry Brophy | 3023550 | 3 | 11/21/2018 | Regulatory | Pending | $0.00 | $0.00 | See FINRA Report |
| Steven Henry Brophy | 3023550 | 3 | 07/12/2016 | Regulatory | Pending | $0.00 | $0.00 | See FINRA Report |
| Steven John Zakrzewski | 2210953 | 2 | 08/17/2009 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Emmanuel Sarados Fintikakis | 7495798 | 1 | 06/23/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Steven John Zakrzewski | 2210953 | 2 | 06/13/2008 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Christian Roux | 3139537 | 1 | 12/22/2000 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michelle Meyer Schoenherr | 6146165 | 1 | 08/16/2000 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |