Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.H. Darbie & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brian Joseph Harte | 4780629 | 6 | 05/04/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Y Rabinowitz | 2821450 | 2 | 03/27/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Y Rabinowitz | 2821450 | 2 | 08/06/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Brian Joseph Harte | 4780629 | 6 | 05/28/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jason Troy Adams | 2137404 | 5 | 03/08/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jason Troy Adams | 2137404 | 5 | 03/31/2008 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Bruce Davis | 4219870 | 9 | 05/23/2002 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Lewis Kaplon | 264206 | 1 | 08/10/2001 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Barry Wayne Blank | 23172 | 5 | 10/12/1999 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Barry Wayne Blank | 23172 | 5 | 10/16/1987 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |