Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.H. Darbie & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Steven Brady Richardson | 1074713 | 4 | 10/20/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Steven Brady Richardson | 1074713 | 4 | 03/31/2017 | Customer Dispute | Settled | $3,000,000.00 | $0.00 | See FINRA Report |
| Brian Joseph Harte | 4780629 | 6 | 06/05/2014 | Customer Dispute | Closed-No Action | $11,178.10 | $0.00 | See FINRA Report |
| MacKey McFarlane Alligood | 3253823 | 1 | 01/08/2014 | Customer Dispute | Withdrawn | $5,000.00 | $0.00 | See FINRA Report |
| Brian Joseph Harte | 4780629 | 6 | 12/04/2009 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Adam Amavi Gabiam | 2653774 | 4 | 08/06/2009 | Customer Dispute | Closed-No Action | $139,312.00 | $0.00 | See FINRA Report |
| Brian Joseph Harte | 4780629 | 6 | 05/01/2009 | Customer Dispute | Settled | $106,798.00 | $0.00 | See FINRA Report |
| Steven Brady Richardson | 1074713 | 4 | 03/12/2009 | Customer Dispute | Settled | $484,405.00 | $0.00 | See FINRA Report |
| Steven Brady Richardson | 1074713 | 4 | 11/22/2008 | Customer Dispute | Settled | $616,000.00 | $0.00 | See FINRA Report |
| Brian Joseph Harte | 4780629 | 6 | 05/22/2006 | Customer Dispute | Closed-No Action | $19,204.00 | $0.00 | See FINRA Report |