Our Staff has compiled our research into a database of FINRA Broker Disclosures for Tradeweb L.L.C. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Michael Kenny | 4727716 | 1 | 11/12/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Carlos Gonzalo Olivares | 3262032 | 1 | 02/12/2003 | Customer Dispute | Denied | $9,934.00 | $0.00 | See FINRA Report |