Our Staff has compiled our research into a database of FINRA Broker Disclosures for Tradeweb L.L.C. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Edward Herman Jobst | 2576537 | 1 | 01/12/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brian Henry Whiston | 6463231 | 1 | 08/11/2014 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James Michael Kenny | 4727716 | 1 | 11/12/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Keith Richard Boyer | 5275499 | 1 | 02/06/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Carlos Gonzalo Olivares | 3262032 | 1 | 02/12/2003 | Customer Dispute | Denied | $9,934.00 | $0.00 | See FINRA Report |
| Harilaos Hristoforatos | 4601742 | 1 | 07/28/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |