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FINRA Broker Disclosures for Tradeweb L.L.C

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Tradeweb L.L.C. Search or filter the database to find more about a specific broker.

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Displaying 6 out of 6 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Jordanny Alvarado7772179109/03/2022CriminalFinal Disposition$0.00$0.00See FINRA Report
Xiaofeng Hu5552948110/06/2016Employment Separation After Allegations$0.00$0.00See FINRA Report
Brian Henry Whiston6463231108/11/2014CriminalFinal Disposition$0.00$0.00See FINRA Report
James Michael Kenny4727716111/12/2008Customer DisputeDenied$0.00$0.00See FINRA Report
Carlos Gonzalo Olivares3262032102/12/2003Customer DisputeDenied$9,934.00$0.00See FINRA Report
Harilaos Hristoforatos4601742107/28/1997CriminalFinal Disposition$0.00$0.00See FINRA Report

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