Our Staff has compiled our research into a database of FINRA Broker Disclosures for Tradeweb L.L.C. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Jordanny Alvarado | 7772179 | 1 | 09/03/2022 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Xiaofeng Hu | 5552948 | 1 | 10/06/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Brian Henry Whiston | 6463231 | 1 | 08/11/2014 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
James Michael Kenny | 4727716 | 1 | 11/12/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Carlos Gonzalo Olivares | 3262032 | 1 | 02/12/2003 | Customer Dispute | Denied | $9,934.00 | $0.00 | See FINRA Report |
Harilaos Hristoforatos | 4601742 | 1 | 07/28/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |